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Handling Cases Nationwide Burned By Your Broker? We can help recover your losses.

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If you have invested in a company suspected of securities fraud or other misconduct, please email us for a free initial consultation. We will contact you as soon as possible.
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  • By submitting, you agree to receive text messages from The Law Offices of Jonathan W. Evans & Associates at the number provided, including those related to your inquiry, follow-ups, and review requests, via automated technology. Consent is not a condition of purchase. Msg & data rates may apply. Msg frequency may vary. Reply STOP to cancel or HELP for assistance. Acceptable Use Policy

California Securities Fraud Attorney

Investment Losses & Securities Arbitration

Securities fraud is a complex and serious offense that can have devastating financial and legal consequences for individuals and businesses. Securities fraud involves deceptive practices in the stock or commodities markets, often resulting in significant financial loss for investors. These cases can be incredibly complex, requiring a deep understanding of both state and federal securities laws. Our firm has a proven track record of successfully defending clients against various types of securities fraud allegations. Our experienced securities fraud attorneys are dedicated to protecting your rights, navigating the intricacies of securities law, and achieving the best possible outcome for your case.

At The Law Offices of Jonathan W. Evans & Associates, our securities fraud attorneys provide experienced legal counsel to individuals, trusts, estates, and others who have suffered significant financial losses through the illegal activities of brokerage firms, financial advisors and stockbrokers.

Practicing law since 1975, our founding attorney, Mr. Evans, specializes in securities arbitration matters, which is currently 95% of the practice of the firm. He limits his representation to public customers.

  • $673,536

    Against Roger Y. Fan, Wayne Jon Miller, John Chun Hu, and Chunpong Lau

  • $369,938

    Against Hitomi Tsuyuki

  • $296,996

    Against American Income Securities, Inc. and Frank Hickcox, II

  • $276,298

    Against The Golden, Lender Financial Group, Inc.

“Grateful for this team.”
“Jonathan and his team were very helpful with the issue I had presented to them. Not being knowledgable with the complex legal issue dealing with financial investments, he and his team took their time explaining what the next step would be in making my dici”
Joanne T.

Why Choose Us for California Securities & Investment Fraud

Our Los Angeles securities firm offers the highest quality, professional legal representation in securities arbitration, securities mediation and securities litigation.

With extensive experience in recognizing investment losses and identifying illegal activities through an in-depth analysis of the P&L and other financial data, we can quickly ascertain if your losses are the result of misconduct, churning, unauthorized trading, or if your investment was placed in unsuitable securities, as well as cases of overconcentration, selling away, or fraud.

We have a proven track record of successfully defending clients against various types of securities fraud allegations, including:

Broker Misrepresentation

Misrepresentation or omission involves providing false information or failing to disclose critical information to investors. This can lead to significant financial losses and legal repercussions. We work diligently to investigate these claims, challenge the evidence, and build a strong defense for our clients.

FINRA

The Financial Industry Regulatory Authority (FINRA) oversees brokerage firms and their registered representatives. Violations of FINRA regulations can result in severe penalties. Our attorneys are experienced in handling FINRA-related cases, ensuring your rights are protected throughout the process.

Hedge Fund Losses

Hedge funds can be complex and risky investments. When investors experience significant losses due to mismanagement, fraud, or other misconduct, they may have legal recourse. Our firm specializes in representing clients who have suffered hedge fund losses, working to recover their investments and hold the responsible parties accountable.

Securities Arbitration

Securities arbitration is a common method for resolving disputes between investors and brokers or brokerage firms. Our legal team is well-versed in the arbitration process, providing skilled representation to ensure that your case is presented effectively and that your rights are upheld.

Reverse Convertible

Reverse convertibles are complex financial instruments that can lead to significant losses if not properly managed or disclosed. Our attorneys have extensive experience in handling cases involving reverse convertibles, working to protect investors' interests and recover their losses.

Broker Misconduct

Brokers and financial advisors have a duty to act in their clients' best interests. When they engage in fraudulent activities, such as unauthorized trading, churning, or unsuitable investment recommendations, they can be held liable for securities fraud. We represent clients who have been wronged by broker misconduct, seeking justice and compensation for their losses.

Securities Mediation

Mediation is an alternative dispute resolution method that can be less adversarial than arbitration or litigation. Our firm offers skilled mediation services to help resolve securities disputes efficiently and effectively, aiming for mutually agreeable solutions that protect our clients' interests.

Stock/Investment Losses

Investors may suffer losses due to a variety of reasons, including fraud, mismanagement, or market manipulation. Our attorneys are dedicated to helping clients recover their investments by investigating the causes of their losses and pursuing appropriate legal action against the responsible parties.

Contact Us Today

If you are facing securities fraud charges in California, it is crucial to seek experienced legal representation as soon as possible. Jonathan W. Evans & Associates is here to help. Contact us today for a confidential consultation and let our skilled attorneys protect your rights and defend your future.

Why Work With Our Firm

  • Decades of Experience

    With years of handling securities fraud cases, our deep knowledge and expertise ensure strong, strategic defense.

  • Results-Driven Approach

    With over 80 cases tried to conclusion at FINRA arbitration, we are committed to securing the best possible results for our clients.

  • Personalized Legal Strategy

    Every case is unique. We take the time to understand your situation and craft a customized legal approach for optimal results.

  • Trusted & Respected

    We help clients take decisive legal action to recover maximum losses, with a proven track record of successfully representing hundreds of public investors.

  • Broad Expertise

    From mediation to complex securities fraud matters, we have the experience to guide public investors through every legal challenge.

Helping You Recover What Has Been Lost

If you lost significant money due to misrepresentation/omission, theft/conversion, or Ponzi schemes, you will require legal representation with extensive knowledge and experience to assist you to take action and protect your interests. With over 20 years of experience in common claims, matters involving suitability, negligence, breach of fiduciary duty, and state securities laws, you can have confidence that your interests will be carefully protected.

Contact Our Investment Fraud Lawyers Near You

Whether your portfolio losses are related to structured products, promissory notes, private placements, limited partnerships, or options, we have the experience and depth of experience necessary to seek justice and recovery of losses through arbitration or in court.

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California Securities Fraud Attorney Schedule Your Free Initial Case Evaluation

Practicing law since 1975, our founding attorney, Jonathan Evans, has extensive experience protecting the rights of investors from their brokers. There are a myriad of securities fraud issues that can occur when trusting financial dealings with an adviser and it can be extremely complicated to pursue legal recourse alone. Representing only public customers, clients can rest assured that Attorney Evans is on their side as he has specialized in securities arbitration. When mediation is a better route to take than litigation, he will take that option in the best interest of the client. Whether you have questions or you’re ready to get started, our legal team is ready to help.

  • Please enter your first name.
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  • Please enter your phone number.
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  • Please enter your email address.
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  • Please make a selection.
  • Please enter a message.
  • By submitting, you agree to receive text messages from The Law Offices of Jonathan W. Evans & Associates at the number provided, including those related to your inquiry, follow-ups, and review requests, via automated technology. Consent is not a condition of purchase. Msg & data rates may apply. Msg frequency may vary. Reply STOP to cancel or HELP for assistance. Acceptable Use Policy