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Securities Fraud Blogs from April, 2017

Most Recent Posts from April, 2017

Apr 28, 2017 Demitrios Hallas Charged in Unsuitable ETF Investment, Fraudulent $170k Misappropriation Scheme
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Apr 27, 2017 Ex-Merrill Lynch Broker Alec Rivera Pleads Guilty to $1 Million Theft from Clients
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Apr 24, 2017 John Olinghouse Sanctioned for Falsifying Documents, Settling Elder Diminished Capacity Customer's Complaint Away from Firm
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Apr 19, 2017 Hossein Amirraiahei Barred Over Unauthorized Discretionary Trading Investigation
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Apr 18, 2017 Stockcross Financial Services of Beverly Hills Fined for Supervisory Violations, Failing to Timely Publish OTC Bids
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Apr 13, 2017 Ex-LPL Broker Robert Tricarico Convicted, Sentenced for Stealing $1.2 Million from Elderly Clients, Wire Fraud
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Apr 7, 2017 Tracy Turner Barred Over False and Misleading Oil-and-Gas Communications Probe
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Apr 1, 2017 Iain Reilly Fined & Suspended for Impersonating Customers in Phone Calls to Insurance Company
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