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June 17, 2019
Barred San Diego Broker Harry Couglar Suspended by CFP Board
June 09, 2020
CFP Board Disciplines California's Joel Davidman for Unauthorized Discretion, Alaska's Michael Shamburger and Rob Wedel for Multi-Million Dollar Misconduct
April 16, 2020
CFP Board Suspends California's Michael Altobell & Richard LaBare
December 31, 2015
CFP Board Suspends David Gabai After FINRA Bar for Alleged Deceptive and Fraudulent Scheme
August 31, 2015
CFP Board Suspends Broker Michael T. Ryan of Santa Ana for Unauthorized Outside Business Activities
April 28, 2015
CFP Board Censures 23 Advisors, Issues Revocations, Suspensions for Unethical Practices
February 12, 2014
CFP Advisors Steven Wilkinson, Noah Myers, Dan Glick & Robert Wheeling Stripped of CFP Certification for Misconduct