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Exchange Traded Notes

Most Recent Posts in Exchange Traded Notes

Dec 1, 2023 Stifel Nicolaus Broker Chuck Roberts Accused of Securities Fraud Resulting in Multi-Million Dollar Damages
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Nov 1, 2023 Credit Suisse Ends 9 ETNs, Including Delisted VelocityShares Products That Lost 90% of Value
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Jul 20, 2021 UBS Ordered to Pay $8 Million for Unsuitable Complex ETP Sales of VXX
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Mar 26, 2021 While Stating "We Routinely Have Legal Issues," Calton & Associates Adds $500,000 to ETF Legal Budget, Seeking to Pay Customers Restitution for Complex ETF Sales
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Nov 20, 2020 American Portfolios Financial Services Fined for Unsuitable VXX Recommendations That Caused Customer Losses
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Nov 17, 2020 SEC Issues Securities America Advisors Cease-and-Desist Order Over XIV, VIXY ETF Trades Resulting in Losses in Over 150 Client Accounts
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Nov 13, 2020 SEC Fines Royal Alliance Associates Over Volatility Linked ETP Failures, Including iPath S&P 500 VIX ETN 'VXX'
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May 20, 2020 Brokerage Warning Issued for Oil-Linked ETPs, Including US Oil Fund
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Apr 25, 2020 Lost Money in Risky Oil & Gas Investments During COVID-19? We're Investigating Claims
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