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GPB Capital Holdings

February 08, 2021 SEC Charges GPB Capital Holdings, Ascendant Capital, with $1.7 Billion Ponzi Scheme Defrauding 17,000 Retail Investors
July 26, 2019 GPB Capital Sued for Alleged Serious Financial Misconduct
June 25, 2019 Profits Before People - GPB Capital Paid High Commissions to Sell Troubled Products
December 19, 2018 FINRA and SEC Launch Investigation of GPB Capital Holdings
March 25, 2022 FINRA Fines Dempsey Lord Smith & BD4RIA for Private Placement Sales of "Ponzi-like" GPB Capital
March 24, 2022 Geneos Wealth Management to Pay $400,000 for Improper Alt Investment Sales
March 12, 2021 Advisor Group Firms, including Royal Alliance Increase Budgets for Legal and Regulatory Issues