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High Frequency Trading
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January 18, 2015
UBS Fined Record $12 Million Plus $2.5m in Disgorgement, Interest for Dark Pool Disclosure Violations
August 18, 2014
FINRA Charges Wedbush Securities with Insufficient Controls, Leading to Manipulative Trades
May 29, 2014
FINRA Cracking Down on Abusive, Unsuitable Automatic Trading Practices
