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Independent Financial Group (IFG)

Most Recent Posts in Independent Financial Group (IFG)

Sep 24, 2024 IFG VP Richard Mireles, Stewart Paxton Ginn Sanctioned in $2.2 Million Churning Scheme
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Sep 13, 2024 Stewart Ginn Agrees to Settle Charges of Churning $2.2 Million from IFG Customers
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May 1, 2024 FINRA Barred Former Independent Financial Group (IFG) Broker Brett Arthur Hartvigson of San Diego, California for Refusing to Cooperate With Its Investigation Into Allegations That Were Part of a Complaint. In 2021, While Associated With IFG, Brett Harvgi
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Feb 15, 2024 Anaheim's Centaurus Financial Tops SLCG List of Riskiest Brokerage Firms for 2024
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Oct 19, 2023 IFG Broker Stewart Ginn Accused of Churning Elderly Clients, Resulting in $4.5 Million in Losses
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Jan 30, 2023 SoCal Broker Jay Eng Cited for Impersonating Customer in Call with Annuity Company
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Apr 12, 2021 Independent Financial Group Disciplined Over Concentrated Illiquid REIT Sales, Supervisory Failures
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Feb 22, 2020 IFG Broker Martin David Batstone Barred for Fraud After Converting Client Funds
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Oct 8, 2019 IFG Broker Martin Batstone Accused of Fraud, Converting Customers' Private Securities Funds for Personal Use
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