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August 01, 2024
Western International Securities Fined for REIT Supervisory Failures, Causing $2.5 Million in Excessive Trading Costs
May 01, 2024
FINRA barred former Independent Financial Group (IFG) broker Brett Arthur Hartvigson of San Diego, California for refusing to cooperate with its investigation into allegations that were part of a complaint. In 2021, while associated with IFG, Brett Harvgi
February 05, 2024
JWE Investigating Peakstone Realty Trust fka Griffin Capital REIT Investment Losses
February 01, 2024
KBS REIT in Newport Beach Teeters on Brink of Failure
January 12, 2024
Austin Dutton's Unsuitable REIT Recommendations Harmed Customers, Says FINRA
October 06, 2023
Western International's Megurditch Patatian Loses Unsuitable REIT Recommendations Appeal
September 23, 2023
Best Interest Rule Violation Cited in Unsuitable REIT Recommendation and Overconcentration
May 10, 2023
Centaurus Financial's Donnie Ingram Sanctioned for Unsuitable UIT and REIT Recommendations
