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Short Selling
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October 03, 2020
SEC Fines Morgan Stanley $5 Million Over Short Sale Violations in Swaps Business
March 25, 2020
Margin Trading and Complex Leveraged Products Could Amplify Losses During Coronavirus Commotione
March 23, 2016
Wedbush Securities Fined $675,000 for Supervisory Violations in 'Chronic' ETF Delivery Failures, Short Sales
November 05, 2015
Anthony Kerrigone Fined $10k & Suspended for Selling Short Securities He Failed to Locate
August 12, 2015
'Real Housewives of Beverly Hills' StockCross Financial Services Firm Fined for Naked Short Selling
May 15, 2015
Morgan Stanley Fined $2 Million for Short Sale & Interest Reporting Violations
October 29, 2014
Merrill Lynch Fined $6 Million for Short Sale Violations and Supervisory Failures
March 18, 2014
Citigroup Global Markets Ordered to Pay $1.1 Million for Illegal Short Selling Prior to Public Offerings, Supervisory Failures
