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Wire Fraud

November 29, 2023 Wedbush Fined $350k for Approving Fraudulent Wire Transfers Totaling $6.6 Million
September 02, 2020 Raymond James Broker Mark Boucher Accused of $2.2 Million Fraud, Stealing From Dead Client
December 18, 2018 Annemarie Thomas Suspended for Facilitating Wire Without Proper Authorization
August 16, 2018 SEC Issues Ameriprise Financial Cease-and-Desist Order over Failure to Detect Misappropriation and Fraud
March 18, 2022 Former Wells Fargo & LPL Financial Broker Mario Rivero Arrested for Stealing $680,000 From Clients
January 27, 2022 Four United Development Funding Execs Guilty of Real Estate Fraud Scheme
December 22, 2021 American Portfolios Financial Services Cited After Assistant Kimberly Sredich's Theft from Clients & Rep Mark Hopkins' Misappropriation, $1 Million SEC Case
October 18, 2021 Raymond James' Mark Boucher Criminally Charged in $2 Million Fraud