Mr. Evans has consulted with and represented hundreds of clients about claims involving one or more of the various forms of stock broker misconduct, in connection with investment losses. If you have suffered significant losses, reach out to our securities fraud attorney in Los Angeles. Contact us online or call (818) 760-9880 to schedule a case evaluation.
Our cases have spanned spanned the spectrum of brokerage firms and banks and have included matters against the following brokerage firms and banks:
A&F Financial Services, Inc.
A.G. Edwards & Sons, Inc.
Advantage Capital Corp.
Advest, Inc.
AEGIS Securities
AFA Securities
AIG Financial Advisors, Inc.
Aletheia Research & Management Inc.
Aletheia Securities
Allianz
American Equity
American Financial
American General Sec. Inc.
American Income Securities, Inc.
American National Municipal Corp. Inc.
American National Securities, Inc. (also known as Amerinational Financial Services)
Ameriprise
Ameritrade, Inc. (now known as TD Ameritrade)
Amex Securities
AMICO
Ash & Co., Inc.
Associated Securities, Corp.
AT&T/Baby Bells
Axis Advisors, Inc. (formerly known as Clarity Financial Group)
Banc of America Investments
Banta Asset Management
Basis Financial
Bear Stearns Companies, Inc.
Bear Stearns Securities Corp.
Bentley Asset Management
Berry-Shino Securities, Inc.
Biltmore Securities, Inc.
BMA Securities
Brecek & Young Advisors, Inc.
Brokers Investment Corp.
Brookfield Securities
Brookstreet Securities
Brookville Capital Partners
Buxton & Stratton Oakmont
Cadaret Grant
Cal Fed Investments
California Financial Network, Inc.
Capital Advisors
Cardinal Capital Management, Inc.
Cardinal Capital.net
Cartwright & Walker
Centaurus Financial
Charles Schwab & Co.
Chase Investment Services
Chase/Hambrecht & Quest
Chatfield Dean
CIBC Oppenheimer & Co. Inc.
CIBC World Markets Corp.
Citicorp
Citicorp Investment Services
Citigroup Global Markets Inc.
Citigroup, Inc.
Clearing Services of America Co.
Columbus Financial, Inc.
Continental Broker-Dealer Corp.
Correspondent Services Corp.
Coutts Securities
Crowell Weedon & Co.
Crown Capital Securities, L.P.
Cruttenden & Roth
D.A. Davidson Securities
D.E. Grey/Sanders, Morris, Harris, Inc.
Dain Raucher
Dalton Kent Securities
Dean Witter Reynolds (now known as Morgan Stanley, DW, Inc.)
DeCamillo Capital Management
Del Mar Financial
Deutsche Banc BT Alex Brown, Inc.
Direct Capital Securities, Inc.
Duke & Co.
Edward Jones & Co.
E-Trade Securities Ltd.
Everen Clearing Corp.
Everen Securities, Inc. (now known as Wachovia Securities)
Evolve Securities, Inc.
Fidelity Asset Management, Inc.
Fidelity Brokerage Services, LLC (also known as Fidelity Investments)
Fidelity Investments
Financial Network
Financial West Investment Group
First Foundation Advisors (formerly known as Keller, Coad & Collins, Investment Counsel, Inc.)
First Midwest Securities, Inc.
First Southwest Company
First Union Securities
First Wall Street Corp.
Fisher Asset Management, Ltd formerly
Fisher Investments
Foothill Securities, Inc.
Fortress Securities
FSC Securities
G.A. Schumacher and Associates, Inc.
GBS Financial
GHSHC, LLC
Girard Securities, Inc.
GKN Securities Corp.
GLB Trading
Global Hunter Securities, Inc.
Global Strategies Group
Golden Lender Financial Group, Inc.
Grace Advisors
Granite Associates, Inc.
Great American
Great Eastern Securities
Griffin Capital Securities, Inc.
Gruntal Securities
Gruntal & Co., LLC.
GunnAllen Financial, Inc.
H.D. Vest Investment Securities
H.D. Vest Services
H.J. Meyers
Hambrecht & Quest
Heidtke & Company Inc.
Hunter Scott Financial LLC
Income Network Company
Independent Financial Group, LLC
ING Financial Advisers LLC
ING Securities
Intersecurities, Inc.
Investment Management & Research Inc.
Investors Capital Corp.
J.B. Oxford & Co.
J.P. Gibbons & Co., Inc.
J.P. Morgan & Co.
J.P. Morgan Chase Bank
J.P. Turner & Co.
Joseph Roberts & Co., Inc.
Joseph Stevens Co., Inc.
Kadem Capital
Kemper Securities
Kennedy, Cabot & Co.
Klein, Maus & Shire, Inc.
KM Advistory Services
KM Investment Services, Inc.
L.T. Lawrence & Co., Inc.
Lake Gold Inc.
Landmark Investment Group, Inc.
Lazar Securities
Lazar, Frederick & Co.
Leumi Investment Services, Inc.
Lew Lieberbaum & Co.
Life Wealth Management, Inc.
Linsco/Private Ledger Corp.
Long Securities Corp.
LPL Financial
M.L. Stern & Co.
Madison Avenue Securities, Inc.
Magis Capital Management
Magnus Opus Financial, Inc.
Manulife Financial Securities (also known as The Manufacturers Life Insurance Company of North America)
Marquis Financial Services, Inc.
McIsaac Financial & Insurance Services
Mercantile Brokerage Services
Mercer Capital, Ltd.
Meredith
Merlin Securities, LLC
Meridian Capital Group, Inc.
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Midpoint Financial Services
Miller & Schroder Financial
MML Investors
Monarch Fund
Monroe Parker Securities, Inc.
Moors & Cabot, Inc.
Morgan Keegan & Company, Inc.
Morgan Peabody Inc.
Morgan Stanley Dean Witter
Morgan Stanley Smith Barney
Mosbey Financial & Insurance Services
Multi-Financial Securities Corporation
Muriel Siebert & Co., Inc.
Naples Securities, Inc.
National Financial Services, Corp.
National Planning Corp.
National Securities Corporation
New Castle Financial Services
New England Securities
Newpoint Securities & Company
Newport Coast Securities
NYLife Securities, LLC
Olde Discount Corp.
Old Naples Securities
Omega Financial Group
Oppenheimer & Co.
Oppenheimerfunds Distributor, Inc.
Oppenheimerfunds, Inc.
Pacific American Securities
Pacific Coast Financial Securities, Inc.
Pacific Continental
Pacific Life, Inc.
PaineWebber, Inc. (now known as UBS/PaineWebber)
Paulson Invest. Company
Penson Financial Services, Inc.
Phillips & Co.
Piper Jaffray & Co., Ic.
Progressive Plan Administrators, Inc.
Provident Mutual
Prudential Bache Securities
Prudential Financial
QA3 Financial Corp.
Quest Capital
R.W. Towt & Associates
Raymond James & Associates
Raymond James Co.
Raymond James Financial Services, Inc.
RBC Dain Rauscher (formerly known as Dain Rauscher, Inc.)
RBC Wealth Management (also known as RBC Capital Markets Corporation)
Redstone Securities, Inc.
Riordan Johnston & Javadizadeh, Inc.
RJJ Pasadena Securities, Inc.
Roth Capital Partners, Inc., (formerly known as Cruttenden Roth Securities)
Round Hill Securities
Royal Alliance Associates, Inc.
Sagepoint Financial Inc.
Salomon Smith Barney
Salomon Smith Barney, Inc.
Sanders Morris Mundy, Inc.
Saxe-Colburg Insurance Solutions
Schoff & Baxter, Inc.
Schroder Werteim & Co., Inc.
Scottrade, Inc.
Secure Equity Group
Securities America, Inc.
Securities Services Network, Inc.
Sentra Securities Corporation
SIGMA Financial Group
SK International Securities Corp.
Smith Barney Shearson (also known as Salomon Smith Barney)
Southwest Securities, Inc.
Sterling Financial Investment Group, Inc.
Steven Gregory Securities
Stockcross Financial Services, Inc.
Strategic Senior Resources
Stratton Oakmont
Stuart Chausseé & Associates
Stuart Coleman & Co., Inc.
Sun America
Sunset Financial
Sutro & Co.
Synergy Investment
T.D. Waterhouse Securities
TD Waterhouse Investor Services
Terry L. Jones Financial & Insurance Services
Texas Capital Securities
The Advest Group, Inc.
The Beacon Companies
The Boston Group
The Investment Center, Inc.
The Keller Group
The Seidler Companies, Inc.
The Shemano Group
Thomas Green Securities
Thrivent Investment Management, Inc.
Times Securities, Inc.
Tower Square Sec., Inc.
Tradeway Securities Corp.
Travelers Insurance Co.
Triquest Financial Inc.
Trusted Securities Advisors Corp.
U.S. Capital
U.S. Pacific Financial
UBOC Investment Services
UBS Financial Services, Inc.
UBS Financial Services, Inc. (formerly known as PaineWebber)
Union Bank Securities
United Pacific
United Pacific Securities, Inc.
US Clearing Corp.
USI Securities
Vfinancial Investments
VFG Securities, Inc.
VanGuard Capital
Vining Sparks IBC, LP
W.J. Gallagher & Co., Inc.
W.M. Financial Services, Inc.
W.S. Griffith & Co., Inc. (also known as W.S. Griffith Securities Inc.)
Wachovia Securities, LLC (formerly known as Everen Securities)
Washington Mutual
Waterhouse Securities, Inc.
Wealthcare Alliance Inc.
Wedbush Morgan Securities
Wedbush Securities (also known as Wedbush Morgan Securities)
Wells Fargo Advisors, LLC
Wells Fargo Investments, LLC
Wells Fargo Securities
West Coast Financial Sec. Group
Western International Securities, Inc.
Western Reserve Life Assurance Co of Ohio
Westrock Advisors, Inc.
Wexford Clearing Services, Corp.
WFP Holdings Inc.
WFP Securities Corporation (doing business as WFP Securities)
Winchester Investments
WM Financial Services (now known as WAMU Investments, Inc.)
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